Filing Details
- Accession Number:
- 0001209191-11-054881
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-08 13:47:14
- Reporting Period:
- 2011-11-07
- Filing Date:
- 2011-11-08
- Accepted Time:
- 2011-11-08 13:47:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1260221 | Transdigm Group Inc | TDG | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 510484716 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1352590 | M James Riley | Transdigm Group Incorporated 1301 East Ninth St Cleveland OH 44114 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-07 | 1,384 | $6.68 | 1,384 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-11-07 | 5,057 | $8.52 | 6,441 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-11-07 | 1,059 | $8.52 | 7,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-07 | 7,500 | $93.87 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2011-11-07 | 1,384 | $0.00 | 1,384 | $6.68 |
Common Stock | Stock Option | Disposition | 2011-11-07 | 5,057 | $0.00 | 5,057 | $8.52 |
Common Stock | Stock Option | Disposition | 2011-11-07 | 1,059 | $0.00 | 1,059 | $8.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-09-30 | 2013-08-05 | No | 4 | M | Direct |
0 | 2005-09-30 | 2014-12-30 | No | 4 | M | Direct |
63 | 2004-12-30 | 2014-12-30 | No | 4 | M | Direct |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $93.42 - $94.42. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.