Filing Details
- Accession Number:
- 0000897101-11-001877
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-07 19:59:57
- Reporting Period:
- 2011-10-24
- Filing Date:
- 2011-11-07
- Accepted Time:
- 2011-11-07 19:59:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 788920 | Pro Dex Inc | PDEX | Surgical & Medical Instruments & Apparatus (3841) | 841261240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478067 | John Nicholas Swenson | 3033 Excelsior Boulevard Suite 560 Minneapolis MN 55416 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-24 | 12,000 | $2.24 | 341,359 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-10-27 | 230 | $2.20 | 341,589 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-10-28 | 3,594 | $2.20 | 345,183 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.18 to $2.25, inclusive, on October 24, 2011. The reporting person undertakes to provide to Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
