Filing Details
- Accession Number:
- 0001127602-11-028796
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-07 18:16:40
- Reporting Period:
- 2011-11-04
- Filing Date:
- 2011-11-07
- Accepted Time:
- 2011-11-07 18:16:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912833 | West Marine Inc | WMAR | Retail-Auto Dealers & Gasoline Stations (5500) | 770355502 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1239217 | Bruce Edwards | C/O West Marine 500 Westridge Drive Watsonville CA 95076 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-04 | 5,000 | $4.50 | 22,389 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-04 | 300 | $9.02 | 22,089 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-04 | 3,040 | $9.00 | 19,049 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-07 | 2,500 | $4.50 | 21,549 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-07 | 400 | $9.13 | 21,149 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-07 | 218 | $9.12 | 20,931 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-07 | 1,882 | $9.11 | 19,049 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-11-04 | 5,000 | $0.00 | 5,000 | $4.50 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-11-07 | 2,500 | $0.00 | 2,500 | $4.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 251,461 | 2009-06-02 | 2013-06-02 | No | 4 | M | Direct |
| 248,961 | 2009-06-02 | 2013-06-02 | No | 4 | M | Direct |
Footnotes
- Includes 8,250 unvested restricted stock units and 698 shares acquired in October 2011 under the West Marine, Inc. Associates Stock Buying Plan.
- Options granted pursuant to the terms of the West Marine, Inc. Omnibus Equity Incentive Plan.
- Consists of 49,830 unvested stock options and 199,361 exercisable stock options.
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