Filing Details
- Accession Number:
- 0001181431-11-055130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-07 17:22:28
- Reporting Period:
- 2011-11-03
- Filing Date:
- 2011-11-07
- Accepted Time:
- 2011-11-07 17:22:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070412 | Consol Energy Inc | CNX | Bituminous Coal & Lignite Surface Mining (1221) | 510337383 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1241243 | Brett J Harvey | 1000 Consol Energy Drive Canonsburg PA 15317 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, $0.01 Par Value Per Share | Acquisiton | 2011-11-03 | 120,000 | $6.81 | 374,480 | No | 4 | M | Direct | |
| Common Shares, $0.01 Par Value Per Share | Disposition | 2011-11-03 | 82,447 | $44.49 | 292,033 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2011-11-03 | 120,000 | $0.00 | 120,000 | $6.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-09-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares, $0.01 Par Value Per Share | 73,000 | Indirect | By 2010 GRAT |
| Common Shares, $0.01 Par Value Per Share | 12,904 | Indirect | By Revocable Trust |
| Common Shares, $0.01 Par Value Per Share | 2,000 | Indirect | By Spouse's Revocable Trust |
| Common Shares, $0.01 Par Value Per Share | 9,481 | Indirect | By Trust for Daughter |
| Common Shares, $0.01 Par Value Per Share | 9,481 | Indirect | By Trust for Daughter |
| Common Shares, $0.01 Par Value Per Share | 9,481 | Indirect | By Trust for Son |
Footnotes
- Represents the weighted average sales price of multiple sales transactions ranging in price from $44.40 to $44.60. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Commission staff, the Issuer or a security holder of the Issuer.
- Of the 292,033 shares owned directly, 48,268 are restricted stock units and deferred shares (including dividend equivalent rights).
- Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
- Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
- The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
- Stock option grant provides that options vest 25% per year beginning on September 10, 2003.
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