Filing Details
- Accession Number:
- 0001140361-11-052085
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-11-07 17:04:35
- Reporting Period:
- 2011-11-03
- Filing Date:
- 2011-11-07
- Accepted Time:
- 2011-11-07 17:04:35
- Original Submission Date:
- 2011-11-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1084580 | Jefferies Group Inc | JEF | Security Brokers, Dealers & Flotation Companies (6211) | 954719745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
96223 | Leucadia National Corp | 315 Park Ave South New York NY 10010 | No | No | Yes | No | |
230046 | Phlcorp Holding Llc | 529 East South Temple Salt Lake City UT 84102 | No | No | Yes | No | |
1348269 | Baldwin Enterprises, Inc. | 529 East South Temple Salt Lake City UT 84102 | No | No | Yes | No | |
1504160 | Bei Jeffvest, Llc | 529 East South Temple Salt Lake City UT 84102 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-03 | 1,000,000 | $11.84 | 57,506,024 | No | 4 | P | Indirect | See Explanation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Explanation |
Footnotes
- Reflects weighted average per share purchase price of separately priced transactions at a range of $11.48 - $12.06. Upon the request of the Commission or a security holder of the issuer, full information regarding the number of shares purchased at each separate price will be provided to the requesting party.
- Reflects shares of Jefferies Group, Inc. common stock directly owned by BEI Jeffvest, LLC ("Jeffvest") and indirectly owned by Baldwin Enterprises, Inc. ("Baldwin"), Phlcorp Holding LLC ("Phlcorp"), and Leucadia National Corporation ("Leucadia"). Jeffvest is a wholly-owned subsidiary of Baldwin, Baldwin is a wholly-owned subsidiary of Phlcorp, and Phlcorp is a wholly-owned subsidiary of Leucadia.