Filing Details
- Accession Number:
- 0001127602-11-028768
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-07 16:46:44
- Reporting Period:
- 2011-11-03
- Filing Date:
- 2011-11-07
- Accepted Time:
- 2011-11-07 16:46:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1103812 | M Harold Korell | Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-11-03 | 23,600 | $42.39 | 834,654 | No | 4 | S | Indirect | By Family Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Family Limited Partnership |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2011-11-03 | 690,192 | $1.44 | 690,192 | $1.44 |
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2011-11-03 | 690,192 | $1.44 | 690,192 | $1.44 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2011-11-03 | 451,598 | $2.65 | 451,598 | $2.65 |
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2011-11-03 | 451,598 | $2.65 | 451,598 | $2.65 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2011-11-03 | 116,285 | $17.75 | 116,285 | $17.75 |
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2011-11-03 | 116,285 | $17.75 | 116,285 | $17.75 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2011-11-03 | 117,083 | $20.34 | 117,083 | $20.34 |
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2011-11-03 | 117,083 | $20.34 | 117,083 | $20.34 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2011-11-03 | 75,301 | $27.18 | 75,301 | $27.18 |
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2011-11-03 | 75,301 | $27.18 | 75,301 | $27.18 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2011-11-03 | 93,790 | $30.68 | 93,790 | $30.68 |
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2011-11-03 | 93,790 | $30.68 | 93,790 | $30.68 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2011-11-03 | 3,960 | $40.73 | 3,960 | $40.73 |
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2011-11-03 | 3,960 | $40.73 | 3,960 | $40.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-12-11 | 2012-12-11 | No | 5 | J | Direct |
690,192 | 2003-12-11 | 2012-12-11 | No | 5 | J | Indirect |
0 | 2004-12-10 | 2013-12-10 | No | 5 | J | Direct |
451,598 | 2004-12-10 | 2013-12-10 | No | 5 | J | Indirect |
0 | 2006-12-08 | 2012-12-08 | No | 5 | J | Direct |
116,285 | 2006-12-08 | 2012-12-08 | No | 5 | J | Indirect |
0 | 2007-12-11 | 2013-12-11 | No | 5 | J | Direct |
117,083 | 2007-12-11 | 2013-12-11 | No | 5 | J | Indirect |
0 | 2008-12-13 | 2014-12-13 | No | 5 | J | Direct |
75,301 | 2008-12-13 | 2014-12-13 | No | 5 | J | Indirect |
0 | 2009-12-11 | 2015-12-11 | No | 5 | J | Direct |
93,790 | 2009-12-11 | 2015-12-11 | No | 5 | J | Indirect |
0 | 2010-12-10 | 2016-12-10 | No | 5 | J | Direct |
3,960 | 2010-12-10 | 2016-12-10 | No | 5 | J | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 80,696 | Indirect | by 2009 Family Limited Partnership |
Common Stock | 838,694 | Indirect | by 2011 Family Limited Partnership |
Common Stock | 704,920 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $42.3152 to $42.48. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- On November 3, 2011, all vested and outstanding nonqualified stock options were transferred into a Family Limited Partnership (the "2011 FLP"). The reporting person controls the general partner of the 2011 FLP and therefore, has indirect beneficial ownership of the transferred options.