Filing Details
- Accession Number:
- 0001140361-11-052071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-07 16:44:26
- Reporting Period:
- 2011-11-04
- Filing Date:
- 2011-11-07
- Accepted Time:
- 2011-11-07 16:44:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1049108 | Dollar Thrifty Automotive Group Inc | DTG | Services-Auto Rental & Leasing (No Drivers) (7510) | 731356520 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1190878 | D Kimberly Paul | 5330 East 31St Street Tulsa OK 74135 | Vp And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-04 | 10,000 | $0.97 | 17,757 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-04 | 10,000 | $63.16 | 7,757 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-04 | 10,000 | $0.00 | 20,000 | $0.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,000 | 2018-10-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 970 | Indirect | By Deferred Compensation Plan |
Common Stock | 160 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $24.38 | 2011-01-31 | 2018-01-30 | 3,858 | 3,858 | Direct |
Common Stock | Employee Stock Option (right to buy) | $4.44 | 2019-05-13 | 25,000 | 25,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-01-30 | 3,858 | 3,858 | Direct |
2019-05-13 | 25,000 | 25,000 | Direct |
Footnotes
- The amount of securities owned as of 11/04/11 is comprised of 296.6251 units of the Company's 401(k) Plan Stock Fund. As of 11/04/11 each unit consisted of 0.54 shares of Common Stock and $0.60 in cash.
- Exercisable in 3 installments on 10/31/09, 10/31/10 and 10/31/11.
- Exercisable in 3 installments of 20%, 20% and 60% on 5/13/10, 5/13/11 and 5/13/12, respectively.
- This transaction was executed in multiple trades at prices ranging from $62.79 to $63.55. The price reported above represents the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC Staff, DTG or a shareholder of DTG full information regarding the numbers of shares and prices at which the transaction was effected.