Filing Details
- Accession Number:
- 0001140361-11-052065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-07 16:39:45
- Reporting Period:
- 2011-11-03
- Filing Date:
- 2011-11-07
- Accepted Time:
- 2011-11-07 16:39:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1049108 | Dollar Thrifty Automotive Group Inc | DTG | Services-Auto Rental & Leasing (No Drivers) (7510) | 731356520 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1448352 | Iii Clifford H Buster | 5330 East 31St Street Tulsa OK 74135 | Senior Executive Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-03 | 15,000 | $0.77 | 24,343 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-03 | 15,000 | $61.76 | 9,343 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-11-04 | 15,000 | $0.77 | 24,343 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-04 | 15,000 | $62.44 | 9,343 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-03 | 15,000 | $0.00 | 100,000 | $0.77 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-04 | 15,000 | $0.00 | 85,000 | $0.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
85,000 | 2018-10-20 | No | 4 | M | Direct | |
70,000 | 2018-10-20 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $4.44 | 2019-05-13 | 150,000 | 150,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-05-13 | 150,000 | 150,000 | Direct |
Footnotes
- Exercisable in 3 installments of 20%, 20% and 60% on 5/13/10, 5/13/11 and 5/13/12, respectively.
- Exercisable in 3 installments on 10/31/09, 10/31/10, and 10/31/11.
- This transaction was executed in multiple trades at prices ranging from $61.50 to $61.98. The price reported above represents the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC Staff, DTG or a shareholder of DTG full information regarding the numbers of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $62.25 to $62.67. The price reported above represents the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC Staff, DTG or a shareholder of DTG full information regarding the numbers of shares and prices at which the transaction was effected.