Filing Details
- Accession Number:
- 0001140361-11-052061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-07 16:35:57
- Reporting Period:
- 2011-11-03
- Filing Date:
- 2011-11-07
- Accepted Time:
- 2011-11-07 16:35:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1049108 | Dollar Thrifty Automotive Group Inc | DTG | Services-Auto Rental & Leasing (No Drivers) (7510) | 731356520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196101 | J Vicki Vaniman | 5330 East 31St Street Tulsa OK 74135 | Executive Vp And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-03 | 11,090 | $0.97 | 26,172 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-03 | 11,090 | $61.58 | 15,082 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-04 | 20,000 | $0.97 | 35,082 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-04 | 20,000 | $62.00 | 15,082 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-03 | 11,090 | $0.00 | 45,000 | $0.97 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-04 | 20,000 | $0.00 | 33,910 | $0.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,910 | 2018-10-12 | No | 4 | M | Direct | |
| 13,910 | 2018-10-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,522 | Indirect | By Trust |
| Common Stock | 21,734 | Indirect | By Deferred Compensation Plan |
| Common Stock | 882 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $4.44 | 2019-05-13 | 100,000 | 100,000 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $24.38 | 2011-01-31 | 2018-01-30 | 14,947 | 14,947 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-05-13 | 100,000 | 100,000 | Direct |
| 2018-01-30 | 14,947 | 14,947 | Direct |
Footnotes
- The shares are held in trust for the benefit of Ms. Vaniman. Ms. Vaniman is the trustee of the trust.
- The amount of the securities owned as of 11/03/11 is comprised of 1,635.2587 units of the Company's 401(k) Plan Stock Fund. As of 11/03/11, each unit consisted of 0.54 shares of Common Stock and $0.60 in cash.
- Exercisable in 3 installments of 20%, 20% and 60% on 5/13/10, 5/13/11 and 5/13/12, respectively.
- Exercisable in 3 installments on 10/31/09, 10/31/10 and 10/31/11.
- This transaction was executed in multiple trades at prices ranging from $61.50 to $62.00. The price reported above represents the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC Staff, DTG or a shareholder of DTG full information regarding the numbers of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
