Filing Details
- Accession Number:
- 0001033204-11-000003
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-11-07 15:08:14
- Reporting Period:
- 2011-11-03
- Filing Date:
- 2011-11-07
- Accepted Time:
- 2011-11-07 15:08:14
- Original Submission Date:
- 2011-11-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1033204 | Ii H Robert Dallas | C/O Unity Bancorp Inc 64 Old Highway 22 Clinton NJ 08809 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Unity Bancorp Inc. | Acquisiton | 2011-11-03 | 22,155 | $6.40 | 22,155 | No | 4 | P | Indirect | (1) (2) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | (1) (2) |
Footnotes
- (1) The reported securities are held by Dallas Holdings 2011 LLC. A 49.9% interest in Dallas Financial Holdings II LLC was acquired by the Robert H. Dallas 1999 Exempt Testamentary Trust, a portion of the purchase price was allocated to the shares of UNTY, and valued them at market value. The reporting person is the sole trustee of the Robert H. Dallas 1999 Exempt Testamentary Trust.
- This amended filing is to correct the signature of the reporting person.
Billionaire Hedge Funds
