Filing Details
- Accession Number:
- 0001234452-11-000368
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-07 13:43:28
- Reporting Period:
- 2011-11-03
- Filing Date:
- 2011-11-07
- Accepted Time:
- 2011-11-07 13:43:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
902269 | M Irwin Jacobs | 5775 Morehouse Dr. San Diego CA 92121-1714 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-26 | 500,000 | $0.00 | 7,865,251 | No | 5 | G | Indirect | by GRAT S |
Common Stock | Disposition | 2011-10-17 | 23,096 | $0.00 | 4,644,160 | No | 5 | G | Indirect | by Trust |
Common Stock | Disposition | 2011-10-21 | 57,516 | $0.00 | 4,586,644 | No | 5 | G | Indirect | by Trust |
Common Stock | Disposition | 2011-10-26 | 500,000 | $0.00 | 3,586,644 | No | 5 | G | Indirect | by Trust |
Common Stock | Disposition | 2011-11-01 | 24,850 | $0.00 | 3,561,794 | No | 5 | G | Indirect | by Trust |
Common Stock | Acquisiton | 2011-11-03 | 68,700 | $17.47 | 3,630,494 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2011-11-03 | 68,700 | $56.30 | 3,561,794 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | by GRAT S |
No | 5 | G | Indirect | by Trust |
No | 5 | G | Indirect | by Trust |
No | 5 | G | Indirect | by Trust |
No | 5 | G | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-11-03 | 68,700 | $0.00 | 68,700 | $17.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
73,181 | 2012-11-07 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,877 | Direct | |
Common Stock | 7,865,251 | Indirect | By GRAT |
Footnotes
- Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
- Stock options held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.
- The sale prices for this transaction ranged from $55.93 to $56.4975. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Stock options held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.