Filing Details

Accession Number:
0001209191-11-053666
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-01 18:56:31
Reporting Period:
2011-10-28
Filing Date:
2011-11-01
Accepted Time:
2011-11-01 17:56:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1241199 Capitalsource Inc CSE Miscellaneous Business Credit Institution (6159) 352206895
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246245 M Timothy Hurd Three First National Plaza, Suite 4600
Chicago IL 60602
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-10-28 4,844,557 $6.10 294,000 No 4 S Indirect See Footnote
Common Stock Disposition 2011-10-28 294,000 $6.48 0 No 4 S Indirect See Footnote
Common Stock Disposition 2011-10-31 8,518 $6.38 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Direct
Footnotes
  1. These shares were owned of record by Madison Dearborn Capital Partners III, L.P. ("MDCP III"), Madison Dearborn Special Equity III, L.P. ("MDSE III") and Special Advisors Fund I LLC ("SAF"). Madison Dearborn Partners III, L.P. ("MDP III") is the general partner of MDCP III, MDSE III and the manager of SAF. These shares may be deemed to be beneficially owned by MDP III. The reporting person is a managing director of the general partner of MDP III (and a limited partner of MDP III), and therefore may be deemed to share beneficial ownership of the shares owned directly by MDCP III, MDSE III and SAF. John A. Canning, Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee of MDP III that has the power, acting by majority vote, to vote or dispose of the shares directly held by MDCP III, MDSE III and SAF.
  2. The reporting person and Messrs, Canning, Finnegan and Mencoff and MDP III each hereby disclaims any beneficial ownership of any shares directly held by MDCP III, MDSE III, SAF or by MDP III, except to the extent of their respective pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
  3. This transaction was executed in multiple trades at prices ranging from $6.34 to $6.63. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a stockholder of the issuer, full information regarding the number of shares sold at each separate price.