Filing Details
- Accession Number:
- 0001209191-11-053666
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-01 18:56:31
- Reporting Period:
- 2011-10-28
- Filing Date:
- 2011-11-01
- Accepted Time:
- 2011-11-01 17:56:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1241199 | Capitalsource Inc | CSE | Miscellaneous Business Credit Institution (6159) | 352206895 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246245 | M Timothy Hurd | Three First National Plaza, Suite 4600 Chicago IL 60602 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-10-28 | 4,844,557 | $6.10 | 294,000 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-10-28 | 294,000 | $6.48 | 0 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-10-31 | 8,518 | $6.38 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Direct |
Footnotes
- These shares were owned of record by Madison Dearborn Capital Partners III, L.P. ("MDCP III"), Madison Dearborn Special Equity III, L.P. ("MDSE III") and Special Advisors Fund I LLC ("SAF"). Madison Dearborn Partners III, L.P. ("MDP III") is the general partner of MDCP III, MDSE III and the manager of SAF. These shares may be deemed to be beneficially owned by MDP III. The reporting person is a managing director of the general partner of MDP III (and a limited partner of MDP III), and therefore may be deemed to share beneficial ownership of the shares owned directly by MDCP III, MDSE III and SAF. John A. Canning, Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee of MDP III that has the power, acting by majority vote, to vote or dispose of the shares directly held by MDCP III, MDSE III and SAF.
- The reporting person and Messrs, Canning, Finnegan and Mencoff and MDP III each hereby disclaims any beneficial ownership of any shares directly held by MDCP III, MDSE III, SAF or by MDP III, except to the extent of their respective pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
- This transaction was executed in multiple trades at prices ranging from $6.34 to $6.63. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a stockholder of the issuer, full information regarding the number of shares sold at each separate price.