Filing Details
- Accession Number:
- 0001140361-11-051952
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-07 10:01:12
- Reporting Period:
- 2011-11-03
- Filing Date:
- 2011-11-07
- Accepted Time:
- 2011-11-07 10:01:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 792987 | Astec Industries Inc | ASTE | Construction Machinery & Equip (3531) | 620873631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1103157 | Norman W Smith | 7013 Snow Hill Rd Chattanooga TN 37363 | Group Vp-Asphalt | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-11-03 | 7,300 | $34.00 | 163,756 | No | 4 | S | Indirect | W.N. Smith Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | W.N. Smith Living Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,721 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | $0.00 | 18,639 | 18,639 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 18,639 | 18,639 | Direct |
Footnotes
- Total reported holdings are restricted stock units that convert to common stock on a one-for-one basis at a later date.
- Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
Billionaire Hedge Funds
