Filing Details
- Accession Number:
- 0001181431-11-054850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-04 16:32:02
- Reporting Period:
- 2011-11-02
- Filing Date:
- 2011-11-04
- Accepted Time:
- 2011-11-04 16:32:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1043509 | Sonic Automotive Inc | SAH | Retail-Auto Dealers & Gasoline Stations (5500) | 562010790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1448501 | Bruton David Smith | C/O Sonic Automotive, Inc. 4401 Colwick Road Charlotte NC 28211 | Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2011-11-02 | 66,122 | $1.81 | 145,178 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-11-02 | 66,122 | $15.75 | 79,056 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Options to Purchase | Disposition | 2011-11-02 | 66,122 | $0.00 | 66,122 | $1.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,611 | 2019-03-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 69,686 | Indirect | As a member of SMDA Development I, LLC |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $15.6514 per share to $15.8506 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Mr. Smith disclaims beneficial ownership of the shares held by SMDA Development I, LLC except to the extent of his pecuniary interest, if any, therein.
- Options vested in three equal annual installments beginning on March 30, 2010.
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