Filing Details
- Accession Number:
- 0001523711-11-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-04 14:42:41
- Reporting Period:
- 2011-11-03
- Filing Date:
- 2011-11-04
- Accepted Time:
- 2011-11-04 14:42:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
63276 | Mattel Inc | MAT | Dolls & Stuffed Toys (3942) | 951567322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1512785 | J. Timothy Kilpin | Mattel, Inc. 333 Continental Blvd. El Segundo CA 90245 | Evp Mattel Brands El Segundo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-03 | 40,000 | $18.71 | 85,370 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-03 | 40,000 | $29.00 | 45,370 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option - Right to Buy | Disposition | 2011-11-03 | 40,000 | $0.00 | 40,000 | $18.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-12-28 | 2015-08-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,969 | Indirect | In 401(k) |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $29.00 to 29.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- As of November 3, 2011, the reporting person had a balance of $86,333.82 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.