Filing Details
- Accession Number:
- 0001225208-11-024370
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-04 14:01:16
- Reporting Period:
- 2011-11-02
- Filing Date:
- 2011-11-04
- Accepted Time:
- 2011-11-04 14:01:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908255 | Borgwarner Inc | BWA | Motor Vehicle Parts & Accessories (3714) | 133404508 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1078978 | Timothy Manganello | 3850 Hamlin Road Auburn Hills MI 48326 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-02 | 6,502 | $12.66 | 405,501 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-02 | 5,998 | $22.28 | 411,499 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-02 | 12,500 | $75.00 | 398,999 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-03 | 124,000 | $29.04 | 522,999 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-03 | 19,074 | $22.28 | 542,073 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-03 | 143,074 | $75.17 | 398,999 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option | Disposition | 2011-11-02 | 6,502 | $0.00 | 6,502 | $12.66 |
| Common Stock | Stock option | Disposition | 2011-11-02 | 5,998 | $0.00 | 5,998 | $22.28 |
| Common Stock | Stock option | Disposition | 2011-11-03 | 124,000 | $0.00 | 124,000 | $29.04 |
| Common Stock | Stock option | Disposition | 2011-11-03 | 19,074 | $0.00 | 19,074 | $22.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-07-24 | No | 4 | M | Direct | |
| 19,074 | 2014-07-28 | No | 4 | M | Direct | |
| 0 | 2015-07-27 | No | 4 | M | Direct | |
| 0 | 2014-07-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 33,647 | Indirect | 401K |
| Common Stock | 187 | Indirect | By daughter |
Footnotes
- The sales on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2011.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $75.00 to $75.05, inclusive. The reporting person undertakes to provide BorgWarner, any security holder of BorgWarner, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 2 of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $75.00 to $75.76, inclusive. The reporting person undertakes to provide BorgWarner, any security holder of BorgWarner, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 3 of this Form 4.
- The listed securities were currently exercisable.
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