Filing Details
- Accession Number:
- 0001112679-11-000087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-03 19:24:43
- Reporting Period:
- 2011-11-02
- Filing Date:
- 2011-11-03
- Accepted Time:
- 2011-11-03 19:24:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1338176 | James Budge | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-02 | 1,250 | $15.73 | 45,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-02 | 1,250 | $47.12 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-11-02 | 1,250 | $30.00 | 45,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-02 | 1,250 | $47.12 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-11-02 | 1,458 | $33.43 | 45,458 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-02 | 1,458 | $47.12 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-11-02 | 1,354 | $36.74 | 45,354 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-02 | 1,354 | $47.12 | 44,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-02 | 1,250 | $0.00 | 1,250 | $15.73 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-02 | 1,250 | $0.00 | 1,250 | $30.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-02 | 1,458 | $0.00 | 1,458 | $33.43 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-02 | 1,354 | $0.00 | 1,354 | $36.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2016-03-01 | No | 4 | M | Direct | |
27,500 | 2016-09-01 | No | 4 | M | Direct | |
40,834 | 2017-03-01 | No | 4 | M | Direct | |
39,271 | 2017-04-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Budge's 10b5-1 plan dated June 2, 2011.
- Shares sold on the open market are reported as an average sell price per share of $47.12; breakdown of shares sold and per share sale prices are as follows: 170 at $46.93; 30 at $46.97; 70 at $46.99; 100 at $47.00; 30 at $47.02; 100 at $47.03; 200 at $47.05; 400 at $47.07; 400 at $47.08; 799 at $47.10; 201 at $47.11; 300 at $47.12; 202 at $47.13; 198 at $47.14; 200 at $47.15; 100 at $47.16; 207 at $47.17; 493 at $47.18; 312 at $47.20; 399 at $47.21; 201 at $47.23 and 200 at $47.24.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.