Filing Details
- Accession Number:
- 0001218326-11-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-03 17:37:07
- Reporting Period:
- 2011-11-01
- Filing Date:
- 2011-11-03
- Accepted Time:
- 2011-11-03 17:37:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218326 | Paul Ricci | One Wayside Road Burlington MA 01803 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-01 | 90,000 | $6.97 | 2,236,437 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-01 | 89,152 | $25.60 | 2,147,285 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-01 | 400 | $25.71 | 2,146,885 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-01 | 448 | $25.70 | 2,146,437 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-11-01 | 90,000 | $0.00 | 90,000 | $6.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
45,000 | 2002-07-14 | 2012-06-14 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a 10b5-1 Sales Plan.
- The option vest monthly over two years commencing one month after grant date.