Home > Insider Trading > Filing (0001225208-11-024293)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1225367	Jr E Thomas Faust	Two International Place Eaton Vance Boston MA 02110	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2011-11-01	82,580	$0.00	2,156,983	No	4	A	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2011-11-02	3,447	$25.73	2,153,536	No	4	S	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2011-11-03	4,778	$25.95	2,148,758	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2011-11-01	303,160	$0.00	303,160	$25.06

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
303,160		2021-11-01	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Trust Receipt	74,277	Direct
Eaton Vance Corp. Non-Voting Common Stock	12,400	Indirect	By Custodian For Children
Eaton Vance Corp. Common Stock (Voting)	74,277	Indirect	By Voting Trust
Eaton Vance Corp. Non-Voting Common Stock	223,080	Indirect	Stock Option Income Deferral

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$14.55	2012-11-01	307,128	307,128	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.96	2014-11-01	273,200	273,200	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$24.87	2015-11-01	221,600	221,600	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$30.11	2016-11-01	210,800	210,800	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$48.39	2017-11-01	279,400	279,400	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$29.39	2020-11-01	232,220	232,220	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.17	2019-11-02	204,940	204,940	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$17.51	2013-11-03	316,890	316,890	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.99	2018-11-03	238,100	238,100	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2012-11-01	307,128	307,128	Direct
2014-11-01	273,200	273,200	Direct
2015-11-01	221,600	221,600	Direct
2016-11-01	210,800	210,800	Direct
2017-11-01	279,400	279,400	Direct
2020-11-01	232,220	232,220	Direct
2019-11-02	204,940	204,940	Direct
2013-11-03	316,890	316,890	Direct
2018-11-03	238,100	238,100	Direct

Footnotes

Restricted Stock Award granted under the 2008 Omnibus Incentive Plan
These shares were sold to cover the tax liability associated with a restricted stock vesting event.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
Granted on November 1, 2002, these options vest over a 5 year period at 20% per year.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2003, these options vest over a 5 year period at 20% per year.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.