Filing Details
- Accession Number:
- 0001213900-11-005740
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-03 16:17:52
- Reporting Period:
- 2011-10-27
- Filing Date:
- 2011-11-03
- Accepted Time:
- 2011-11-03 16:17:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
838879 | Radient Pharmaceuticals Corp | RXPC | Pharmaceutical Preparations (2834) | 330413161 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1140358 | Anstalt Capital Alpha | Pradafant 7 Furstentums 9490 Vaduz N2 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-10-27 | 1,400,000 | $0.01 | 8,742,312 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-28 | 5,052,094 | $0.01 | 3,690,218 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common | Convertible Notes | $0.00 | 2011-05-24 | 2011-09-24 | 60,766,202 | 60,766,202 | Direct |
Common | Warrants | $0.28 | 2009-11-30 | 2016-12-10 | 207,668 | 207,688 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-09-24 | 60,766,202 | 60,766,202 | Direct |
2016-12-10 | 207,668 | 207,688 | Direct |
Footnotes
- On August 25, 2011, the Issuer and Alpha entered into a Final Settlement Agreement that superceded the Settlement Agreement dated May 23, 2011, as amended, and in which the parties acknowledged that as of August 2, 2011, Alpha was no longer deemed an affiliate of the Issuer.
- The Final Settlement Agreement, the Notes and the Warrants contain "blocker" provisions designed to prevent Alpha from being a beneficial owner of more than 9.99% of the Issuer's outstanding common stock.