Filing Details

Accession Number:
0001213900-11-005740
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-03 16:17:52
Reporting Period:
2011-10-27
Filing Date:
2011-11-03
Accepted Time:
2011-11-03 16:17:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
838879 Radient Pharmaceuticals Corp RXPC Pharmaceutical Preparations (2834) 330413161
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1140358 Anstalt Capital Alpha Pradafant 7
Furstentums 9490
Vaduz N2
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-10-27 1,400,000 $0.01 8,742,312 No 4 S Direct
Common Stock Disposition 2011-10-28 5,052,094 $0.01 3,690,218 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Convertible Notes $0.00 2011-05-24 2011-09-24 60,766,202 60,766,202 Direct
Common Warrants $0.28 2009-11-30 2016-12-10 207,668 207,688 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-09-24 60,766,202 60,766,202 Direct
2016-12-10 207,668 207,688 Direct
Footnotes
  1. On August 25, 2011, the Issuer and Alpha entered into a Final Settlement Agreement that superceded the Settlement Agreement dated May 23, 2011, as amended, and in which the parties acknowledged that as of August 2, 2011, Alpha was no longer deemed an affiliate of the Issuer.
  2. The Final Settlement Agreement, the Notes and the Warrants contain "blocker" provisions designed to prevent Alpha from being a beneficial owner of more than 9.99% of the Issuer's outstanding common stock.