Filing Details
- Accession Number:
- 0000932440-11-001145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-03 15:39:11
- Reporting Period:
- 2011-10-13
- Filing Date:
- 2011-11-03
- Accepted Time:
- 2011-11-03 15:39:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364742 | Blackrock Inc. | BLK | Security Brokers, Dealers & Flotation Companies (6211) | 320174431 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
70858 | Bank Of America Corp /De/ | Bank Of America Corporate Center 100 N. Tryon Street Charlotte NC 28255 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-13 | 4 | $152.59 | 590 | No | 4 | P | Indirect | See Footnote |
Common Stock | Disposition | 2011-10-24 | 4 | $156.24 | 586 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Call Option (right to buy) | Acquisiton | 2011-10-24 | 5 | $5.00 | 500 | $170.00 |
Common Stock | Call Option (right to buy) | Disposition | 2011-10-24 | 5 | $4.80 | 500 | $170.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5 | 2011-10-24 | 2012-01-21 | No | 4 | P | Indirect |
0 | 2011-10-24 | 2012-01-21 | No | 4 | S | Indirect |
Footnotes
- Of such securities, 586 shares of common stock are held by Bank of America Corporation ("BAC") and the remaining securities are held by Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPFS"), an indirect, wholly owned subsidiary of BAC. The transaction reports shares held by MLPFS. Each of BAC and MLPFS disclaims beneficial ownership except to the extent of its pecuniary interest therein.
- The transaction reports securities held by MLPFS. BAC disclaims beneficial ownership except to the extent of its pecuniary interest therein.