Filing Details
- Accession Number:
- 0000904454-11-000560
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-03 15:19:00
- Reporting Period:
- 2011-11-02
- Filing Date:
- 2011-11-03
- Accepted Time:
- 2011-11-03 15:19:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1101215 | Alliance Data Systems Corp | ADS | Services-Business Services, Nec (7389) | 311429215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1212987 | K Bruce Anderson | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-02 | 3,724 | $41.77 | 857,318 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-02 | 3,724 | $100.76 | 853,594 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-02 | 600 | $36.88 | 854,194 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-02 | 600 | $100.75 | 853,594 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-02 | 3,724 | $0.00 | 3,724 | $41.77 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-02 | 600 | $0.00 | 600 | $36.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-06-07 | 2014-07-01 | No | 4 | M | Direct |
| 2,947 | 2015-06-10 | No | 4 | M | Direct |
Footnotes
- The option for 3,547 shares vested as follows: 1,170 shares on 6/10/06, and 1,171 shares on 6/10/07 and 1,206 shares on 6/10/08.
Billionaire Hedge Funds
