Filing Details
- Accession Number:
- 0001370222-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-03 13:12:57
- Reporting Period:
- 2011-10-26
- Filing Date:
- 2011-11-03
- Accepted Time:
- 2011-11-03 13:12:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001871 | Investors Capital Holdings Ltd | ICH | Investors, Nec (6799) | 043284631 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1527341 | L Kathleen Donnelly | 230 Broadway Lynnfield MA 01940 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.10 Par Value Per Share | Acquisiton | 2011-10-26 | 29,638 | $0.00 | 36,332 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Includes 6,594 share equivalents held as units in unitized stock fund under issuer's 401(k) plan.