Filing Details
- Accession Number:
- 0001200876-11-000062
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-11-02 21:24:25
- Reporting Period:
- 2010-05-31
- Filing Date:
- 2011-11-02
- Accepted Time:
- 2011-11-02 21:24:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175680 | Cytodyn Inc | CYDY | Pharmaceutical Preparations (2834) | 753056237 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1532878 | Nader Pourhassan | 5099 Galen Street Lake Oswego OR 97035 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2009-06-11 | 1,600 | $0.60 | 233,409 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2009-10-08 | 14,474 | $0.92 | 218,935 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2009-10-16 | 500 | $1.02 | 218,435 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2009-11-11 | 7,000 | $1.45 | 211,435 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2009-11-13 | 6,435 | $1.45 | 205,000 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2009-11-25 | 1,000 | $1.89 | 204,000 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2010-01-12 | 2,000 | $1.95 | 202,000 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2010-01-13 | 10,000 | $1.95 | 192,000 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2010-02-25 | 2,000 | $2.00 | 190,000 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2010-04-20 | 3,000 | $1.95 | 187,000 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2010-04-22 | 3,000 | $1.85 | 184,000 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2010-04-28 | 2,000 | $1.90 | 182,000 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2010-05-24 | 3,000 | $1.45 | 179,000 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2010-05-25 | 500 | $1.45 | 178,500 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2010-05-26 | 3,000 | $1.50 | 175,500 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2010-05-28 | 1,000 | $1.45 | 174,500 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2009-06-24 | 30,000 | $0.00 | 69,100 | No | 5 | G | Direct | |
Common Stock | Disposition | 2010-05-01 | 10,000 | $0.00 | 59,100 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 5 | G | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Options (right to buy) | Acquisiton | 2010-01-13 | 300,000 | $0.00 | 300,000 | $1.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
300,000 | 2014-01-13 | No | 4 | A | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $0.90 to $1.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form .
- The reporting person has agreed to disgorge a total short swing profit of $1,217.00 resulting from numerous transactions by his spouse.
- The options began vesting on 02/13/2010 in 36 equal monthly installments.