Filing Details
- Accession Number:
- 0001181431-11-054424
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-02 19:47:53
- Reporting Period:
- 2011-10-31
- Filing Date:
- 2011-11-02
- Accepted Time:
- 2011-11-02 19:47:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236546 | Donald Duffy | 1911 Walker Avenue Monrovia CA 91016 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-10-31 | 200 | $9.11 | 57,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-31 | 700 | $9.13 | 57,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-31 | 1,000 | $9.14 | 56,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-31 | 100 | $9.15 | 56,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-31 | 944 | $9.15 | 55,056 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-31 | 128 | $9.16 | 54,928 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-31 | 138 | $9.17 | 54,790 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-31 | 162 | $9.18 | 54,628 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-31 | 300 | $9.19 | 54,328 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-31 | 100 | $9.20 | 54,228 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-31 | 128 | $9.21 | 54,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-31 | 100 | $9.22 | 54,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Following all of the reported transactions Mr. Duffy's total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 74,000 shares of Common Stock, which includes 20,000 vested stock options. He also holds 20,000 unvested stock options.