Filing Details
- Accession Number:
- 0001225208-11-024202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-02 17:01:40
- Reporting Period:
- 2011-11-01
- Filing Date:
- 2011-11-02
- Accepted Time:
- 2011-11-02 17:01:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 810509 | Neoprobe Corp | NEOP | Surgical & Medical Instruments & Apparatus (3841) | 311080091 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195759 | A Rodger Brown | 425 Metro Place North Suite 300 Dublin OH 43017 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-01 | 70,000 | $0.30 | 98,715 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-01 | 50,000 | $0.42 | 148,715 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-01 | 40,000 | $0.14 | 188,715 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-01 | 30,000 | $0.13 | 218,715 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-01 | 28,715 | $2.76 | 190,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-01 | 67,029 | $2.84 | 122,971 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-01 | 50,000 | $0.00 | 50,000 | $0.42 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-01 | 70,000 | $0.00 | 70,000 | $0.30 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-01 | 40,000 | $0.00 | 40,000 | $0.14 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-01 | 30,000 | $0.00 | 30,000 | $0.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-07 | No | 4 | M | Direct | |
| 0 | 2014-01-07 | No | 4 | M | Direct | |
| 0 | 2013-01-15 | No | 4 | M | Direct | |
| 0 | 2013-02-17 | No | 4 | M | Direct |
Footnotes
- The sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Brown on September 14, 2011.
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $2.75 to $2.80. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- Shares withheld by the Issuer in payment of the option exercise price and to satisfy tax withholding obligations.
- Option vests 1/3 of the underlying shares annually beginning on the first anniversary of the date of grant.
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