Filing Details
- Accession Number:
- 0001123292-11-000806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-02 16:49:25
- Reporting Period:
- 2011-10-31
- Filing Date:
- 2011-11-02
- Accepted Time:
- 2011-11-02 16:49:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1241199 | Capitalsource Inc | CSE | Miscellaneous Business Credit Institution (6159) | 352206895 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256320 | M Bryan Corsini | C/O Capitalsource Inc. 5404 Wisconsin Avenue, 2Nd Floor Chevy Chase MD 20815 | Evp/Cao Of Capitalsource Bank | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-31 | 18,000 | $3.49 | 191,198 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-31 | 18,000 | $6.38 | 173,198 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-10-31 | 18,000 | $0.00 | 18,000 | $3.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 77,000 | 2019-05-15 | No | 4 | M | Direct |
Footnotes
- The option is vested as to 53,334 shares and will vest as to the remaining shares on May 15, 2012.
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