Filing Details
- Accession Number:
- 0001140361-11-051420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-02 16:42:53
- Reporting Period:
- 2011-10-31
- Filing Date:
- 2011-11-02
- Accepted Time:
- 2011-11-02 16:42:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060523 | Cardinal Financial Corp | CFNL | National Commercial Banks (6021) | 541874630 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1277589 | W Christopher Bergstrom | 8270 Greensboro Drive Suite 500 Mclean VA 22102 | President, Cardinal Bank, N.a. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-31 | 4,000 | $3.25 | 24,728 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-10-31 | 6,000 | $4.12 | 30,728 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-31 | 10,000 | $10.66 | 20,728 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2011-10-31 | 4,000 | $0.00 | 4,000 | $3.25 |
Common Stock | Stock Options | Disposition | 2011-10-31 | 6,000 | $0.00 | 6,000 | $4.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-05-03 | 2012-05-03 | No | 4 | M | Direct |
0 | 2002-05-03 | 2012-05-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,100 | Indirect | By Spouse |