Filing Details
- Accession Number:
- 0000009984-11-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-02 16:27:00
- Reporting Period:
- 2011-11-01
- Filing Date:
- 2011-11-02
- Accepted Time:
- 2011-11-02 16:27:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007661 | O Thomas Barnes | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-11-01 | 7,500 | $22.27 | 348,727 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 31,375 | Indirect | By 401(k) Plan |
| Common Stock | 3,983 | Indirect | By my wife |
| Common Stock | 39,356 | Indirect | Trust #42-01-100-8546568 |
| Common Stock | 416,768 | Indirect | Trust #42-01-100-8546559 |
| Common Stock | 76,470 | Indirect | Trust #42-01-100-8550714 |
| Common Stock | 161,652 | Indirect | Trust #42-01-100-8550720 |
| Common Stock | 486,115 | Indirect | Trust #42-01-100-8550719 |
| Common Stock | 413,481 | Indirect | Trust #42-01-100-8546558 |
| Common Stock | 84,432 | Indirect | Trust #42-01-100-8550713 |
| Common Stock | 295,396 | Indirect | Trust #CF-2078 |
| Common Stock | 156,972 | Indirect | Trust #CF2363 |
| Common Stock | 236,578 | Indirect | Trust #CF5048 |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.26 to $22.33, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
- Includes a balance of 2456 Restricted Stock Units granted 2/8/10 and 3621 granted 2/8/11 that are subject to forfeiture if certain events occur.
Billionaire Hedge Funds
