Filing Details
- Accession Number:
- 0001144204-11-060794
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-02 15:34:22
- Reporting Period:
- 2011-11-02
- Filing Date:
- 2011-11-02
- Accepted Time:
- 2011-11-02 15:34:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
876883 | Mdc Partners Inc | MDCA | Services-Advertising Agencies (7311) | 980364441 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1283586 | Stephen Pustil | C/O Mdc Partners Inc. 45 Hazelton Avenue Toronto A6 M5R 2E3 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Acquisiton | 2011-11-02 | 5,000 | $14.50 | 205,622 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Shares | 200,622 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Shares | Stock Options | $9.19 | 2002-04-29 | 2012-04-29 | 1,905 | 1,905 | Direct |
Class A Shares | Stock Appreciation Rights | $3.72 | 2010-02-12 | 2014-02-12 | 129,310 | 129,310 | Direct |
Restricted Stock Units | Extraordinary Equity Value Appre. Restricted Stock Awards | $0.00 | 2013-12-31 | 45,000 | 45,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-04-29 | 1,905 | 1,905 | Direct |
2014-02-12 | 129,310 | 129,310 | Direct |
2013-12-31 | 45,000 | 45,000 | Direct |
Footnotes
- Includes unvested Restricted Stock Units (Class A Shares) of the Issuer.
- Represents open market purchases.
- Canadian dollars.
- A total of 129,310 Stock Appreciation Rights ("SARs") were granted February 12, 2009, 33% vested on the first anniversary of the grant date, 33% vested on the second anniversary of the grant date, and 34% vest on the third anniversary of the grant date, and all such SARs expire on February 12, 2014. These SARs may be settled in cash or stock, at the discretion of the Issuer.
- 5. Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represent the right to receive Restricted Stock Units on a one-to-one basis upon the Issuer's achievement of stock price targets equal to $20.00 (15,000 EVARs), $22.75 (15,000 EVARs) and $26.25 (15,000 EVARs), as described in greater detail in the EVAR Letter Agreement.