Filing Details
- Accession Number:
- 0001127602-11-028393
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-02 15:31:09
- Reporting Period:
- 2011-10-31
- Filing Date:
- 2011-11-02
- Accepted Time:
- 2011-11-02 15:31:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912833 | West Marine Inc | WMAR | Retail-Auto Dealers & Gasoline Stations (5500) | 770355502 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1383913 | R Thomas Moran | C/O West Marine 500 Westridge Drive Watsonville CA 95076 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-31 | 1,075 | $4.50 | 10,228 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-31 | 700 | $9.36 | 9,528 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-31 | 6 | $9.35 | 9,522 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-10-31 | 1,075 | $0.00 | 1,075 | $4.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 214,786 | 2009-06-18 | 2013-06-18 | No | 4 | M | Direct |
Footnotes
- Includes 8,250 unvested restricted stock units granted pursuant to the terms of the West Marine, Inc. Omnibus Equity Incentive Plan and 609 shares acquired in October 2011 under the West Marine, Inc. Associates Stock Buying Plan.
- Options granted pursuant to the terms of the West Marine, Inc. Omnibus Equity Incentive Plan.
- Consists of 49,830 unvested stock options and 164,956 exercisable stock options.
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