Filing Details

Accession Number:
0001513466-11-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-02 10:37:23
Reporting Period:
2011-11-01
Filing Date:
2011-11-02
Accepted Time:
2011-11-02 10:37:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
835324 S Y Bancorp Inc SYBT State Commercial Banks (6022) 611137529
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513466 C Thomas Stinnett 3814 Rock Bay Drive
Louisville KY 40245
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-01 200 $19.87 3,429 No 4 P Direct
Common Stock Acquisiton 2011-11-01 50 $19.90 3,479 No 4 P Direct
Common Stock Acquisiton 2011-11-01 250 $19.80 250 No 4 P Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect By Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,769 Indirect by 401k/ESOP-fbo Thomas Stinnett
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $18.62 2003-12-17 2012-12-17 1,470 1,470 Direct
Common Stock Option (right to buy) $20.17 2004-12-16 2013-12-16 1,785 1,785 Direct
Common Stock Option (right to buy) $22.81 2005-12-14 2014-12-14 2,415 2,415 Direct
Common Stock Option (right to buy) $24.07 2007-01-17 2016-01-17 3,150 3,150 Direct
Common Stock Option (right to buy) $26.83 2008-02-20 2017-02-20 3,000 3,000 Direct
Common Stock Stock Appreciation Right $23.37 2009-02-19 2018-02-19 2,200 2,200 Direct
Common Stock Stock Appreciation Right $22.14 2010-02-17 2019-02-17 2,000 2,000 Direct
Common Stock Stock Appreciation Right $21.03 2011-02-16 2020-02-16 2,000 2,000 Direct
Common Stock Stock Appreciation Right $23.76 2012-03-15 2021-03-15 2,823 2,823 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-12-17 1,470 1,470 Direct
2013-12-16 1,785 1,785 Direct
2014-12-14 2,415 2,415 Direct
2016-01-17 3,150 3,150 Direct
2017-02-20 3,000 3,000 Direct
2018-02-19 2,200 2,200 Direct
2019-02-17 2,000 2,000 Direct
2020-02-16 2,000 2,000 Direct
2021-03-15 2,823 2,823 Direct
Footnotes
  1. Includes shares acquired through dividend reinvestment plan