Filing Details
- Accession Number:
- 0001513466-11-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-02 10:37:23
- Reporting Period:
- 2011-11-01
- Filing Date:
- 2011-11-02
- Accepted Time:
- 2011-11-02 10:37:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | S Y Bancorp Inc | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1513466 | C Thomas Stinnett | 3814 Rock Bay Drive Louisville KY 40245 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-01 | 200 | $19.87 | 3,429 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-11-01 | 50 | $19.90 | 3,479 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-11-01 | 250 | $19.80 | 250 | No | 4 | P | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,769 | Indirect | by 401k/ESOP-fbo Thomas Stinnett |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $18.62 | 2003-12-17 | 2012-12-17 | 1,470 | 1,470 | Direct |
| Common Stock | Option (right to buy) | $20.17 | 2004-12-16 | 2013-12-16 | 1,785 | 1,785 | Direct |
| Common Stock | Option (right to buy) | $22.81 | 2005-12-14 | 2014-12-14 | 2,415 | 2,415 | Direct |
| Common Stock | Option (right to buy) | $24.07 | 2007-01-17 | 2016-01-17 | 3,150 | 3,150 | Direct |
| Common Stock | Option (right to buy) | $26.83 | 2008-02-20 | 2017-02-20 | 3,000 | 3,000 | Direct |
| Common Stock | Stock Appreciation Right | $23.37 | 2009-02-19 | 2018-02-19 | 2,200 | 2,200 | Direct |
| Common Stock | Stock Appreciation Right | $22.14 | 2010-02-17 | 2019-02-17 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Appreciation Right | $21.03 | 2011-02-16 | 2020-02-16 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Appreciation Right | $23.76 | 2012-03-15 | 2021-03-15 | 2,823 | 2,823 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-12-17 | 1,470 | 1,470 | Direct |
| 2013-12-16 | 1,785 | 1,785 | Direct |
| 2014-12-14 | 2,415 | 2,415 | Direct |
| 2016-01-17 | 3,150 | 3,150 | Direct |
| 2017-02-20 | 3,000 | 3,000 | Direct |
| 2018-02-19 | 2,200 | 2,200 | Direct |
| 2019-02-17 | 2,000 | 2,000 | Direct |
| 2020-02-16 | 2,000 | 2,000 | Direct |
| 2021-03-15 | 2,823 | 2,823 | Direct |
Footnotes
- Includes shares acquired through dividend reinvestment plan
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