Filing Details
- Accession Number:
- 0000851169-11-000011
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-11-02 09:25:40
- Reporting Period:
- 2011-10-26
- Filing Date:
- 2011-11-02
- Accepted Time:
- 2011-11-02 09:25:40
- Original Submission Date:
- 2011-11-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173788 | Helios Strategic Mortgage Income Fund Inc. | HSM | () | 412041528 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249307 | A Stuart Mcfarland | C/O Brookfield Investment Management Inc 3 Wfc, 200 Vesey Street, 10Th Floor New York NY 10281-1010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-10-26 | 837 | $6.06 | 780 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Billionaire Hedge Funds
