Filing Details
- Accession Number:
- 0000851169-11-000010
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-11-02 09:18:44
- Reporting Period:
- 2011-10-26
- Filing Date:
- 2011-11-02
- Accepted Time:
- 2011-11-02 09:18:44
- Original Submission Date:
- 2011-11-01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
851169 | Helios Total Return Fund Inc | HTR | () | 132529369 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1249307 | A Stuart Mcfarland | C/O Brookfield Investment Management Inc 3 Wfc, 200 Vesey Street, 10Th Floor New York NY 10281-1010 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-10-26 | 1,182 | $5.97 | 1,175 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |