Filing Details
- Accession Number:
- 0001179110-11-014660
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-01 20:32:26
- Reporting Period:
- 2011-10-28
- Filing Date:
- 2011-11-01
- Accepted Time:
- 2011-11-01 20:32:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069157 | East West Bancorp Inc | EWBC | State Commercial Banks (6022) | 954703316 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235498 | S Julia Gouw | East West Bank 135 N. Los Robles Ave. 7Th Floor Pasadena CA 91101 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-28 | 5,000 | $12.95 | 329,313 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-28 | 5,000 | $19.75 | 324,313 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-10-31 | 10,000 | $12.95 | 334,313 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-31 | 10,000 | $19.74 | 324,313 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-10-31 | 2,926 | $0.00 | 327,239 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-10-28 | 5,000 | $0.00 | 5,000 | $12.95 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-31 | 10,000 | $0.00 | 10,000 | $12.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 63,944 | 2003-01-23 | 2012-01-23 | No | 4 | M | Direct |
| 53,944 | 2003-01-23 | 2012-01-23 | No | 4 | M | Direct |
Footnotes
- (1) Sales prices of securities sold ranged from $19.74 to $19.76.
- (2) Sales price of securities sold ranged from $19.7250 and $19.7750.
- (3) The options vest in four equal annual installments beginning on January 23, 2003.
Billionaire Hedge Funds
