Filing Details
- Accession Number:
- 0001209191-11-053711
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-01 20:12:20
- Reporting Period:
- 2011-10-30
- Filing Date:
- 2011-11-01
- Accepted Time:
- 2011-11-01 20:12:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 811596 | Kaiser Aluminum Corp | KALU | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 943030279 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227285 | A Jack Hockema | C/O Kaiser Aluminum Corp. 27422 Portola Parkway Suite 200 Foothill Ranch CA 92610 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2011-10-30 | 37,205 | $49.46 | 42,497 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2011-11-01 | 500 | $45.41 | 136,466 | No | 4 | S | Indirect | By Hockema Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Indirect | By Hockema Family Trust |
Footnotes
- Shares withheld to satisfy the withholding tax obligations resulting from the recognition of income with respect to certain outstanding grants of restricted shares under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended, upon the reporting person reaching age 65 on October 30, 2011 and such shares no longer being subject to a substantial risk of forfeiture for tax purposes.
- Sales made pursuant to a 10b5-1 plan adopted by the reporting person on July 29, 2011 as part of the reporting person's financial and estate planning. The plan contemplates the sale of pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments both at market prices and subject to designated floor prices.
- Represents the sale of 500 shares in multiple transactions, ranging from $44.95 to $46.09 per share, resulting in a weighted average sale price of $45.4147 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
Billionaire Hedge Funds
