Filing Details
- Accession Number:
- 0000919574-11-005763
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-01 18:34:43
- Reporting Period:
- 2011-10-28
- Filing Date:
- 2011-11-01
- Accepted Time:
- 2011-11-01 18:34:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912365 | Evergreen Energy Inc | EEE | Bituminous Coal & Lignite Surface Mining (1221) | 841079971 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1005557 | Libra Advisors Llc | 777 Third Avenue 27Th Floor New York NY 10017 | No | No | Yes | No | |
1428697 | Ranjan Tandon | 777 Third Avenue 27Th Floor New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-10-28 | 550 | $0.89 | 665,212 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-10-31 | 25,746 | $0.88 | 639,466 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- These securities are held in the accounts of private investment funds (the "Funds"). These securities may be deemed to be beneficially owned by Libra Advisors, LLC, by virtue of its role as investment manager to the Funds (the "Investment Manager") and Ranjan Tandon, the sole managing member of the Investment Manager.