Filing Details
- Accession Number:
- 0001182489-11-000653
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-11-01 18:16:25
- Reporting Period:
- 2011-10-10
- Filing Date:
- 2011-11-01
- Accepted Time:
- 2011-11-01 18:16:25
- Original Submission Date:
- 2011-10-12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825542 | Scotts Miracle-Gro Co | SMG | Agricultural Chemicals (2870) | 311414921 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196301 | Denise Stump | C/O The Scotts Miracle-Gro Company 14111 Scottslawn Road Marysville OH 43041 | Evp, Global Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2011-10-10 | 5,000 | $0.00 | 43,770 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2011-10-10 | 5,000 | $42.06 | 38,770 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Restricted Stock Units | Disposition | 2011-10-10 | 5,000 | $0.00 | 5,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-10-10 | 2011-10-10 | No | 4 | M | Direct |
Footnotes
- The restricted stock units were granted, together with an equal number of related cash dividend equivalents, under The Scotts Miracle-Gro Company Amended and Restated 2006 Long-Term Incentive Plan (the "2006 Plan"), and subject to the terms and conditions of an individual award agreement. Each whole restricted stock unit represents a contingent right to receive one common share of the Issuer ("Common Share"). The restricted stock units vested on October 8, 2011, which was omitted from the reporting person's original Form 4 dated October 12, 2011.
- The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2011.
- Corrected to reflect the number of shares following the transaction described in footnote 1.
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