Filing Details
- Accession Number:
- 0001289419-11-000355
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-01 17:53:26
- Reporting Period:
- 2011-10-31
- Filing Date:
- 2011-11-01
- Accepted Time:
- 2011-11-01 17:53:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1289419 | Morningstar Inc. | MORN | Investment Advice (6282) | 363297908 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1323956 | W David Williams | C/O Morningstar, Inc. 22 West Washington Street Chicago IL 60602 | Managing Director, Design | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-10-31 | 5,543 | $59.58 | 52,759 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-31 | 3,457 | $60.14 | 49,302 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-01 | 1,000 | $57.35 | 48,302 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2011.
- The transaction was executed in multiple trades at prices ranging from $59.00 to $60.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $60.03 to $60.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $57.18 to $57.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
