Filing Details
- Accession Number:
- 0001209191-11-053579
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-01 15:31:40
- Reporting Period:
- 2011-10-28
- Filing Date:
- 2011-11-01
- Accepted Time:
- 2011-11-01 15:31:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1399855 | National American University Holdings Inc. | NAUH | Services-Educational Services (8200) | 830479936 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1477948 | Partnership Limited Buckingham E. & H. | 5311 Carriage Hills Drive Rapid City SD 57702 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-28 | 210,632 | $5.50 | 10,789,556 | No | 4 | X | Direct | |
Common Stock | Disposition | 2011-10-28 | 150,648 | $7.69 | 10,638,908 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-10-31 | 28,854 | $5.50 | 10,667,762 | No | 4 | X | Direct | |
Common Stock | Disposition | 2011-10-31 | 20,664 | $7.68 | 10,647,098 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Purchase Warrant (right to buy) | Disposition | 2011-10-28 | 210,632 | $0.00 | 210,632 | $5.50 |
Common Stock | Common Stock Purchase Warrant (right to buy) | Disposition | 2011-10-31 | 28,854 | $0.00 | 28,854 | $5.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
66,484 | 2009-11-23 | 2011-11-22 | No | 4 | X | Direct |
37,630 | 2009-11-23 | 2011-11-22 | No | 4 | X | Direct |
Footnotes
- On October 28, 2011, the reporting person exercised warrants to purchase 210,632 shares of the Issuer's common stock for $5.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 150,648 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 59,984 shares. The Issuer also paid $7.12 to the reporting person in lieu of a fractional share.
- On October 31, 2011, the reporting person exercised warrants to purchase 28,854 shares of the Issuer's common stock for $5.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 20,664 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 8,190 shares. The Issuer also paid $2.52 to the reporting person in lieu of a fractional share.