Filing Details
- Accession Number:
- 0001275972-11-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-01 14:58:45
- Reporting Period:
- 2011-10-28
- Filing Date:
- 2011-11-01
- Accepted Time:
- 2011-11-01 14:58:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 30554 | Dupont E I De Nemours & Co | DD | Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) | 510014090 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1275972 | C James Borel | 1007 Market Street D-9000 Wilmington DE 19898 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-28 | 19,800 | $39.31 | 144,856 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-28 | 19,800 | $49.19 | 125,056 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-10-28 | 13,500 | $0.00 | 13,500 | $39.31 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-10-28 | 6,300 | $0.00 | 6,300 | $42.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-02-01 | 2012-01-31 | No | 4 | M | Direct |
| 0 | 2003-02-06 | 2012-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,209 | Indirect | DuPont Retirement Savings Plan |
| Common Stock | 587 | Indirect | DuPont Retirement Savings Restoration Plan |
Footnotes
- The acquisitions and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2011.
- Includes direct ownership, unvested RSUs and vested deferred stock units.
- Weighted average exercise price of 49.1302. Trades ranged from 49 to 49.195. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price.
- The dispositions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2011.
- Options became exercisable in three equal annual installments beginning on the first anniversary of the grant.
Billionaire Hedge Funds
