Filing Details
- Accession Number:
- 0001193296-11-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-01 10:52:34
- Reporting Period:
- 2011-10-28
- Filing Date:
- 2011-11-01
- Accepted Time:
- 2011-11-01 10:52:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | S Y Bancorp Inc | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193296 | P David Heintzman | 3019 Poppy Way Louisville KY 40206 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-10-28 | 1,000 | $0.00 | 95,659 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2011-10-28 | 1,000 | $0.00 | 1,000 | No | 5 | G | Indirect | By Son |
| Common Stock | Disposition | 2011-10-28 | 1,000 | $20.63 | 0 | No | 4 | S | Indirect | By Son |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Son |
| No | 4 | S | Indirect | By Son |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,495 | Indirect | By Spouse |
| Common Stock | 22,066 | Indirect | By 401k/ESOP - fbo David Heintman |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | $18.62 | 2002-06-17 | 2012-12-17 | 16,590 | 16,590 | Direct |
| Common Stock | Option (Right to Buy) | $20.17 | 2004-06-16 | 2013-12-16 | 15,750 | 15,750 | Direct |
| Common Stock | Option (Right to Buy) | $22.81 | 2005-06-14 | 2014-12-14 | 25,095 | 25,095 | Direct |
| Common Stock | Option (Right to Buy) | $24.07 | 2006-07-17 | 2016-01-17 | 31,500 | 31,500 | Direct |
| Common Stock | Option (Right to Buy) | $26.83 | 2007-08-20 | 2017-02-20 | 22,000 | 22,000 | Direct |
| Common Stock | Stock Appreciation Right | $23.37 | 2008-08-19 | 2018-02-19 | 13,500 | 13,500 | Direct |
| Common Stock | Stock Appreciation Right | $22.14 | 2010-02-17 | 2019-02-17 | 12,300 | 12,300 | Direct |
| Common Stock | Stock Appreciation Right | $21.03 | 2011-02-16 | 2020-02-16 | 17,550 | 17,550 | Direct |
| Common Stock | Stock Appreciation Right | $23.76 | 2012-03-15 | 2021-03-15 | 14,382 | 14,382 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-12-17 | 16,590 | 16,590 | Direct |
| 2013-12-16 | 15,750 | 15,750 | Direct |
| 2014-12-14 | 25,095 | 25,095 | Direct |
| 2016-01-17 | 31,500 | 31,500 | Direct |
| 2017-02-20 | 22,000 | 22,000 | Direct |
| 2018-02-19 | 13,500 | 13,500 | Direct |
| 2019-02-17 | 12,300 | 12,300 | Direct |
| 2020-02-16 | 17,550 | 17,550 | Direct |
| 2021-03-15 | 14,382 | 14,382 | Direct |
Footnotes
- Gift of shares to son.
- Received shares from father.
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