Filing Details
- Accession Number:
- 0001528322-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-01 09:46:39
- Reporting Period:
- 2011-10-31
- Filing Date:
- 2011-11-01
- Accepted Time:
- 2011-11-01 09:46:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366367 | Yadkin Valley Financial Corp | YAVY | State Commercial Banks (6022) | 204495993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366637 | C Harry Spell | P.o. Box 6689 Statesville NC 28687 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-31 | 1,000 | $1.84 | 319,777 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,628 | Indirect | r/i/n/o Janet P. Spell |
| Common Stock | 1,813 | Indirect | r/i/n/o Anna Spell |
| Common Stock | 1,813 | Indirect | r/i/n/o Susan Spell |
| Common Stock | 1,813 | Indirect | r/i/n/o Pete Spell |
| Common Stock | 6,855 | Indirect | r/i/n/o Spell Properties |
Footnotes
- Spouse
- Daughter
- Son
Billionaire Hedge Funds
