Filing Details
- Accession Number:
- 0001181431-11-053990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-31 19:32:33
- Reporting Period:
- 2011-10-27
- Filing Date:
- 2011-10-31
- Accepted Time:
- 2011-10-31 19:32:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184754 | S Mark Peek | 3401 Hillview Ave Palo Alto CA 94304 | Cfo & Co-President, Bus Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-10-27 | 36,459 | $23.00 | 0 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-10-27 | 31,459 | $99.70 | 128,493 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-27 | 36,459 | $0.00 | 36,459 | $23.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-06-08 | No | 4 | M | Direct |
Footnotes
- Price represents weighted average for sales reported. The range of prices for the sales reported is $99.63 through $99.88.
- The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- 113 shares and 101 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on January 31, 2011 and July 29, 2011, respectively.
- The option, representing a right to purchase a total of 250,000 shares of Class A common stock, became exercisable as to one-quarter of the shares on June 8, 2008 and vested in 36 equal monthly installments as to the remaining shares until fully exercisable on June 8, 2011.