Filing Details
- Accession Number:
- 0000919574-11-005751
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-31 19:13:42
- Reporting Period:
- 2011-10-27
- Filing Date:
- 2011-10-31
- Accepted Time:
- 2011-10-31 19:13:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1401106 | Mf Global Holdings Ltd. | MF | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 980551260 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423686 | Cadian Capital Management, Llc | 461 Fifth Avenue 24Th Floor New York NY 10017 | No | No | Yes | No | |
1533930 | Eric Bannasch | C/O Cadian Capital Management, Llc 461 Fifth Avenue, 24Th Floor New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-10-27 | 500,000 | $1.41 | 20,342,754 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-10-27 | 166,300 | $1.44 | 20,176,424 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-10-27 | 250,000 | $1.51 | 19,926,424 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-10-27 | 2,000,000 | $1.43 | 17,926,424 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-10-27 | 250,000 | $1.46 | 17,676,424 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-10-28 | 1,798,124 | $1.28 | 15,878,300 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-10-28 | 2,000,000 | $1.31 | 13,878,300 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-10-28 | 750,000 | $1.06 | 13,128,300 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 3.375% Convertible Senior Notes due 2018 | Acquisiton | 2011-10-27 | 2,000,000 | $61.00 | 202,066 | $9.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,000,000 | 2011-10-01 | 2018-08-01 | No | 4 | P | Indirect |
Footnotes
- These securities are held in the accounts of several investment partnerships and investment funds (collectively, the "Investment Vehicles") for which Cadian Capital Management LLC ("Cadian") serves as investment manager. Eric Bannasch is the managing member of Cadian. Cadian and Mr. Bannasch may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of Cadian's position as investment manager of the Investment Vehicles and Mr. Bannasch's status as the managing member of Cadian.