Filing Details

Accession Number:
0001209191-11-053401
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-31 18:08:46
Reporting Period:
2011-10-27
Filing Date:
2011-10-31
Accepted Time:
2011-10-31 18:08:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350698 Autonation Inc. AN Retail-Auto Dealers & Gasoline Stations (5500) 731105145
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228976 C William Crowley 200 Greenwich Avenue
Greenwich CT 06830
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2011-10-27 4,229 $40.25 83,728 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-10-28 183 $40.20 83,545 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-10-28 50,000 $12.60 71,049 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-10-28 15,723 $40.07 55,326 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock option (right to buy) Acquisiton 2011-10-28 50,000 $0.00 50,000 $12.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-01-29 2012-01-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 40,024 Indirect See Footnotes
Footnotes
  1. This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $40.08 to $41.00 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  2. These Shares are held by Tynan, LLC, a limited liability company of which William C. Crowley is the manager and a member.
  3. This Form 4 is filed on behalf of Mr. Crowley. Mr. Crowley is the President and Chief Operating Officer of ESL Investments, Inc. ("Investments") which together with various of its affiliates beneficially owns securities of the Issuer. Mr. Crowley disclaims beneficial ownership of all securities of the Issuer beneficially owned by Investments.
  4. This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $40.00 to $40.20 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  5. These Shares are held directly by Mr. Crowley.
  6. These Shares are held in grantor retained annuity trusts, of which Mr. Crowley is the trustee.