Filing Details

Accession Number:
0001179110-11-014576
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-31 15:15:44
Reporting Period:
2011-10-27
Filing Date:
2011-10-31
Accepted Time:
2011-10-31 15:15:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012019 Rush Enterprises Inc RUSH Retail-Auto Dealers & Gasoline Stations (5500) 741733016
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1300922 E James Thor 555 Ih 35 South, Suite 500
New Braunfels TX 78130
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-10-27 7,226 $8.40 21,421 No 4 M Direct
Class A Common Stock Acquisiton 2011-10-27 7,226 $20.11 14,195 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option to buy Disposition 2011-10-27 7,226 $0.00 7,226 $8.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,774 2014-06-14 No 4 M Direct
Footnotes
  1. Includes unvested restricted stock units.
  2. Includes 74 shares acquired on July 6, 2011, under the Rush Enterprises, Inc. Employee Stock Purchase Plan.
  3. This option was previously reported as covering 10,000 shares at an exercise price of $12.60 per share but was adjusted as a result of the 3-for-2 stock split of Common Stock of Rush Enterprises, Inc. on October 10, 2007.
  4. Option vested in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. Grant date is 10 years prior to expiration date.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.10 to $20.133, inclusive. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).