Filing Details
- Accession Number:
- 0001179110-11-014576
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-31 15:15:44
- Reporting Period:
- 2011-10-27
- Filing Date:
- 2011-10-31
- Accepted Time:
- 2011-10-31 15:15:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012019 | Rush Enterprises Inc | RUSH | Retail-Auto Dealers & Gasoline Stations (5500) | 741733016 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1300922 | E James Thor | 555 Ih 35 South, Suite 500 New Braunfels TX 78130 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-10-27 | 7,226 | $8.40 | 21,421 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2011-10-27 | 7,226 | $20.11 | 14,195 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option to buy | Disposition | 2011-10-27 | 7,226 | $0.00 | 7,226 | $8.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,774 | 2014-06-14 | No | 4 | M | Direct |
Footnotes
- Includes unvested restricted stock units.
- Includes 74 shares acquired on July 6, 2011, under the Rush Enterprises, Inc. Employee Stock Purchase Plan.
- This option was previously reported as covering 10,000 shares at an exercise price of $12.60 per share but was adjusted as a result of the 3-for-2 stock split of Common Stock of Rush Enterprises, Inc. on October 10, 2007.
- Option vested in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. Grant date is 10 years prior to expiration date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.10 to $20.133, inclusive. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).