Filing Details

Accession Number:
0001209191-11-053283
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-31 12:50:58
Reporting Period:
2011-10-27
Filing Date:
2011-10-31
Accepted Time:
2011-10-31 12:50:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016125 Ultimate Software Group Inc ULTI Services-Prepackaged Software (7372) 650694077
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249678 Jr A James Fitzpatrick 1301 Avenue Of The Americas
New York NY 10019-6092
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2011-10-27 2,421 $0.89 11,641 No 4 M Direct
Common Stock, Par Value $0.01 Acquisiton 2011-10-27 484 $0.89 11,641 No 4 M Direct
Common Stock, Par Value $0.01 Acquisiton 2011-10-27 484 $0.89 11,641 No 4 M Direct
Common Stock, Par Value $0.01 Acquisiton 2011-10-27 484 $0.89 11,641 No 4 M Direct
Common Stock, Par Value $0.01 Acquisiton 2011-10-27 5,000 $3.10 11,641 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2011-10-27 9,540 $60.14 11,641 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option Disposition 2011-10-27 2,421 $0.89 2,421 $0.89
Common Stock Director Stock Option Disposition 2011-10-27 484 $0.89 484 $0.89
Common Stock Director Stock Option Disposition 2011-10-27 484 $0.89 484 $0.89
Common Stock Director Stock Option Disposition 2011-10-27 484 $0.89 484 $0.89
Common Stock Director Stock Option Disposition 2011-10-27 5,000 $3.10 5,000 $3.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-10-01 2012-10-01 No 4 M Direct
0 2002-10-01 2012-10-01 No 4 M Direct
0 2002-10-01 2012-10-01 No 4 M Direct
0 2002-10-01 2012-10-01 No 4 M Direct
0 2002-10-21 2012-10-21 No 4 M Direct
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on February 10, 2011.
  2. The sales price represents the weighted average sales price ranging in price from $60.01 to $60.41. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.