Filing Details
- Accession Number:
- 0000874214-11-000077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-31 10:57:38
- Reporting Period:
- 2011-10-27
- Filing Date:
- 2011-10-31
- Accepted Time:
- 2011-10-31 10:57:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874214 | Ann Inc. | ANN | Retail-Women's Clothing Stores (5621) | 133499319 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1159598 | Barbara Eisenberg | C/O Ann Inc. 7 Times Square New York NY 10036 | Evp/General Counsel/Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-27 | 3,333 | $19.58 | 35,604 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-27 | 3,333 | $28.00 | 32,377 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-27 | 3,333 | $0.00 | 3,333 | $19.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,334 | 2020-03-16 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Includes holdings of approximately 6,611 shares in the Company's Associate Discount Stock Purchase Plan.
- 1/3 of the option vested on March 16, 2011, and the remainder will vest in two equal annual installments beginning March 16, 2012.
Billionaire Hedge Funds
