Filing Details
- Accession Number:
- 0001002225-11-000108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-28 17:32:26
- Reporting Period:
- 2011-10-27
- Filing Date:
- 2011-10-28
- Accepted Time:
- 2011-10-28 17:32:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220864 | P James Roemer | 600 Townsend Street San Francisco CA 94103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-27 | 10,000 | $21.34 | 23,991 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-27 | 7,507 | $28.43 | 16,484 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2011-10-27 | 7,200 | $27.77 | 9,284 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2011-10-27 | 10,000 | $0.00 | 10,000 | $21.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-06-02 | 2020-06-02 | No | 4 | M | Direct |
Footnotes
- Exercise of Stock Settled Stock Appreciation Right, no market transaction
Billionaire Hedge Funds
